Business ProfileforIngenuity Street Investing, LLC
Current Alerts For This Business
April 10, 2019 The following describes an Order Revoking that has been formally brought by a government agency. Jan Lynn Owen and the Department of Business Oversight (Commissioner of Business Oversight), alleges and charges as follows:
On or about October 1, 2018, the Commissioner sent the online examination to Ingenuity Street Investing, LLC to the email designated by Ingenuity Street Investing, LLC. The Commissioner informed Ingenuity Street Investing, LLC that the online examination must be completed and submitted by November 16, 2018. The Commissioner sent four emails, dated October 15, 2018, October 26, 2018, November 5, 2018, and November 12, 2018, to Ingenuity Street Investing, LLC's designated email address, reminding Ingenuity Street Investing, LLC of the November 16, 2018 deadline to complete and submit the online examination. Despite the Commissioner's efforts, Ingenuity Street Investing, LLC failed to timely complete and submit the online examination by the November 16, 2018 deadline.
On or about December 3, 2018, Ingenuity Street Investing, LLC filed a request to surrender the Investment Adviser certificate of Ingenuity Street Investing, LLC. On or about December 14, 2018, the Commissioner issued an Order Imposing Conditions on Surrender of Certificate as Investment Adviser to Ingenuity Street Investing, LLC. The order refused Ingenuity Street Investing, LLC's request to surrender until, among other things, Ingenuity Street Investing, LLC completed the online examination issued on October 1, 2018 and the Commissioner determined what action, if any, would be taken on that examination.
As of the date of this order, Ingenuity Street Investing, LLC has not satisfied the conditions imposed by the Commissioner's Order Imposing Conditions on Surrender of Certificate as Investment Adviser.
To access the full Department of Business Oversight press release, please visit: http://www.dbo.ca.gov/ENF/pdf/2019/Ingenuity-Street-Investing-LLC-4-10-19.pdf
At-a-glance
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Business Details
- Location of This Business
- 14710 Vickery Pl, Saratoga, CA 95070-6038
- BBB File Opened:
- 5/3/2019
- Type of Entity:
- Limited Liability Company (LLC)
- Contact Information
Principal
- Robert Davenport, CEO
Customer Complaints
0 Customer Complaints
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