Business ProfileforSOLIUM FINANCIAL SERVICES LLC
Additional business information
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
In connection with an investigation conducted by a multistate task force coordinated among members of the North American Securities Administratos Association Inc. (NASAA) Solium Financial Services LLC concsnted to the entry of Consent Order signed with respective regulators between Feb and April 2020.
Without admitting or denying the underlying allegations that SFS violated Securities Act by acting as an unregistered broker-dealer, and without adjudication of any issue of law or fact, SFS accepted and consented to the entry of findings of fact, conclusions of law and Consent Order requiring SFS to cease and desist from violating the Act in all jurisdictions and to pay fines and past registrations fees.
At-a-glance
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Business Details
- Location of This Business
- 50 TICE BOULEVARD SUITE A-18, Woodcliff Lake, NJ 07677-7654
- BBB File Opened:
- 5/22/2020
- Years in Business:
- 16
- Business Started:
- 5/5/2008
- Business Incorporated:
- 5/5/2008
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management
- Mr. Dominick T. Scianandre, CEO
- Contact Information
Principal
- Mr. Dominick T. Scianandre, CEO
Customer Contact
- Mr. Dominick T. Scianandre, CEO
Customer Complaints
0 Customer Complaints
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