Business ProfileforMacian Wealth Management LLC
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On February 22, 2021, Macian Wealth Management LLC entered into Order Summarily Suspending Investment Adviser Certificate with the California Department of Financial Protection and Innovation. The order settles allegations that the business failed to respond to the Commissioner's written demand that business provide books and records. Under terms of the order, the business is summarily suspended including engaging in normal investment adviser activities that solicit or facilitate new business, including the solicitation or facilitation of new business with the firm's existing clients.
On April 22, 2021, the California Department of Financial Protection and Innovation filed an Order Revoking Investment Advisor Certificate. The business failed to obtain the revivor from the California secretary of state and to surrender its investment adviser certificate to the Commissioner by submitting a Form ADV-W by the April 19, 2021 deadline. Under terms of the order, the investment adviser certificate issued to the business is revoked, precluding the business from engaging in normal investment adviser activities that solicit or facilitate new business, including for existing clients.
This action is final.
At-a-glance
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Business Details
- Location of This Business
- 888 Prospect St Ste 200, La Jolla, CA 92037
- BBB File Opened:
- 2/26/2021
- Years in Business:
- 14
- Business Started:
- 12/17/2009
- Licensing Information:
- This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
- Type of Entity:
- Limited Liability Company (LLC)
- Business Management
- Ms. Jadine Wong-Hodgen, Manager
- Contact Information
Principal
- Ms. Jadine Wong-Hodgen, Manager
Customer Contact
- Ms. Jadine Wong-Hodgen, Manager
Customer Complaints
0 Customer Complaints
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