Investment Advisory Services
Brookdale Consultants LLCFind BBB Accredited Businesses in Investment Advisory Services.
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- Pending Government Action:Government Action: BBB reports on known government actions involving business’ marketplace conduct:The Securities and Exchange Commission v Brookdale Consultants LLC and Damon Artis
The following describes a pending government action that has been formally brought by a government agency but has not yet been resolved. We are providing a summary of the governments allegations, which have not yet been proven.
On August 8, 2024, the Securities and Exchange Commission filed a Complaint against Brookdale Consultants LLC and Damon Artis, owner of Brookdale Consultants LLC. Charges filed allege the business and Damon Artis are in violation of federal law prohibiting employing 1 or more devices, schemes, or artifices to defraud, obtaining money or property by means of 1 or more untrue statements or omission of fact, engaging in 1 or more transactions, practices, or course of business which operated or would operate as fraud or deceit, offered to purchase or sell or sold securities that were not registered nor had been filed, offered to purchase or sell or sold securities while not registered with the Commission. Charges allege Damon Artis provided assistance to others involved in the scheme to defraud and is jointly and severally liable by having the power and ability to control the operations of Brookdale Consultants LLC.
The matter is pending
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