Financial Services
Netzel FinancialFind BBB Accredited Businesses in Financial Services.
See Hours
| Monday | 8:00 AM - 5:00 PM |
|---|---|
| Tuesday | 8:00 AM - 5:00 PM |
| Wednesday | 8:00 AM - 5:00 PM |
| Thursday | 8:00 AM - 5:00 PM |
| Friday | 8:00 AM - 5:00 PM |
| Saturday | Closed |
| Sunday | Closed |
About
Important information
- Government Actions:Government Action: BBB reports on known government actions involving business’ marketplace conduct:FINRA v Steven Netzel
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On April 11, 2023, Steven M Netzel entered into an Acceptance and Consent with the Financial Industry Regulatory Authority (FINRA). The Consent settles allegations that Steven Netzel caused his member firm's books and records to be inaccurate by submitting altered customer documents to the firm related to purchases of alternative investments; and made unsuitable recommendations to customers. Under terms of the Consent, Steven Netzel agreed to pay a civil and administrative penalty in the amount of $10,000 and pay partial restitution in the amount of $9,788.80. He has also agreed to a four month suspension from associating with any FINRA member in all capacities.This action is final.
About This Business
Business Details
- BBB File Opened:
- 6/23/2006
- Business Started:
- 7/9/2002
- Business Started Locally:
- 7/9/2002
- Business Incorporated:
- 8/17/2005
- Type of Entity:
- Corporation
- Alternate Names:
- Affordable Supplemental Inc
- Business Management:
- Mr. Steven Michael Netzel, President
- Ms. Carole Kaye, Office Manager
- Mrs. Carol Patterson, Receptionist
Additional Contact Information
- Principal Contacts
- Mr. Steven Michael Netzel, President
- Customer Contacts
- Mr. Steven Michael Netzel, President
- Mrs. Carol Patterson, Receptionist
- Fax numbers
- Primary Fax: (480) 275-2037
- Additional Email Addresses
- Primary:
Licensing information
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
Additional Information
- Business Categories
- Financial Services
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