Business ProfileforSmart Enterprises LLC
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On October 22, 2020, Smart Enterprises LLC and Richard A Smart entered into an Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties, and Order for Other Affirmative Action with the Arizona Corporation Commission. The order settles allegations that the business offered or sold securities that were neither registered nor exempt from registration, offered or sold securities while neither registered as a dealer or salesman nor exempt from registration, made untrue statements or misleading omissions of material facts, and engaged in transactions or practices that operate as a fraud or deceit. Under terms of the order, the business agreed to cease and desist from violating the Securities Act, pay restitution in the amount of $45,000, and pay an administrative penalty in the amount of $15,000.
This action is final.
At-a-glance
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Business Details
- Location of This Business
- 2733 N Power Rd #102, Mesa, AZ 85215
- BBB File Opened:
- 11/18/2020
- Years in Business:
- 10
- Business Started:
- 8/18/2014
- Business Incorporated:
- 8/18/2014
- Type of Entity:
- Limited Liability Company (LLC)
- Related Businesses
- Business Management
- Mr. Richard Smart, Associate
- Contact Information
Principal
- Mr. Richard Smart, Associate
Customer Contact
- Mr. Richard Smart, Associate
Customer Complaints
0 Customer Complaints
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