Asset Management
DCA Asset Management IncFind BBB Accredited Businesses in Asset Management.
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Important information
- Government Actions:Government Action: BBB reports on known government actions involving business’ marketplace conduct:Securities and Exchange Commission v DCA Asset Management
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On September 14, 2022, DCA Asset Management Inc entered into an Order with the Securities and Exchange Commission. The Order settles allegations that the business failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13. Under terms of the Order, the business agreed to the revocation of each of its registered securities. The Order was for settlement purposes only and should not be considered as an admission of guilt or finding of violation of the law.
This action is final.
About This Business
Business Details
- BBB File Opened:
- 8/17/2022
- Business Started:
- 5/20/2013
- Business Incorporated:
- 5/20/2013
- Type of Entity:
- Corporation
Additional Contact Information
- Additional Email Addresses
- Primary: Email this Business
Additional Information
- Business Categories
- Asset Management
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