Financial Planning Consultants
Moore Financial Strategies, LLCFind BBB Accredited Businesses in Financial Planning Consultants.
Information and Alerts
Alert Details
This business has 1 alert.
Government Actions
Consent Order Issued for Moore Financial Strategies, LLC
BBB reports on known significant government actions involving business' marketplace conduct.
On April 2, 2019 the Department of Business Oversight of the State of California entered a consent order for Moore Financial Strategies, LLC. The order states that this business failed to submit its online examination within a timely manner than what was set forth by the Commissioner of Business Oversight. Although the business did submit their examination less than 30 days later, The Commissioner felt this order was necessary, in the public interest, for the protection of investors and consistent with the purposes, policies, and provisions of the Corporate Securities Law of 1968. That order also requires Moore Financial Strategies, LLC to pay an administrative penalty of $1,500.00 that is due within 30 days of both parties signing the order.
For more details go to http://www.dbo.ca.gov/ENF/pdf/2019/Moore-Financial-Strategies-LLC-4-2-19.pdf.
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